コンプライアンス管理

Ensure Control. Prove Compliance. Enable Confidence.

Let’s face it—compliance professionals are the unsung heroes keeping the business on track. But trying to manage internal controls and regulatory obligations with spreadsheets and siloed systems? That’s a compliance nightmare waiting to happen.

Compliance Management on Connected Risk® gives you the modern, centralized platform you deserve—so you can ditch the version chaos, stay ahead of ever-changing regs, and actually feel confident walking into your next audit. Because compliance shouldn’t mean constant fire drills.

Why Compliance and Controls Leaders Trust Connected Risk®

Centralized Control Library

Manage all your controls in one place. Categorize by regulation, business unit, process, or risk. Avoid duplication, track ownership, and standardize control definitions across the enterprise.

Built-In Risk & Control Integration

Link your audits directly to your enterprise risk register and control library. Prioritize engagements based on real risk, not just routine.

Real-Time Visibility into Control Effectiveness

Use testing data, issues, and self-assessments to evaluate how controls are performing—not just if they exist.

Streamlined Testing & Evidence Collection

Conduct control testing directly within the platform, assign reviewers, and attach evidence securely. Avoid chasing emails and versioning conflicts.

Regulation Mapping & Change Impact

Link controls to relevant frameworks (e.g., SOX, GDPR, HIPAA, NIST, ISO, DORA) and identify the downstream impact of regulatory changes—before you fall out of compliance.

Built-in Issue Management & Remediation

Document control failures, assign corrective actions, track resolution status, and escalate overdue tasks automatically—closing the loop on compliance gaps.

Key Features at a Glance

Enterprise-Wide Control Library

Standardize and centralize controls across business units. Classify by type, frequency, control owner, and related risks or compliance obligations.

Integrated Compliance Obligations Register

Track and manage legal, regulatory, and internal policy requirements. Link obligations to business units, processes, and specific controls.

Configurable Testing Programs

Define how and when controls are tested, who is responsible, and what documentation is required. Automate periodic testing schedules and workflows.

Automated Evidence Collection

Attach supporting documentation for each test or review step. Enable auditors, compliance leads, and stakeholders to access evidence without delays.

Real-Time Reporting & Dashboards

Monitor control coverage, compliance status, and open issues with live dashboards tailored for executives, auditors, and compliance committees.

Role-Based Access & Segregation of Duties (SoD) Controls

Ensure the right people have access to the right data—no more, no less. Maintain compliance with access controls and SoD requirements to protect sensitive processes and enforce accountability.

Control & Obligation Change Tracking

Track every change to controls, policies, and regulatory mappings with a full audit trail. Know exactly who changed what, when, and why—for transparency, version control, and audit readiness.

Microsoft Office for the Web Integration

Edit control documentation, test scripts, and remediation plans directly in Word or Excel inside the platform—no downloading required.

Seamless Integration with Risk, Audit, and RCSA Modules

Connected Risk unites your GRC data—ensuring that internal controls support operational risk mitigation, audit planning, and enterprise compliance efforts.

Built to Operationalize Compliance and Control Assurance

Connected Risk transforms internal control and compliance management from a fragmented, reactive burden into a strategic, proactive capability. Whether you’re maintaining SOX compliance, managing global regulatory change, or ensuring operational consistency across geographies, our platform delivers the oversight and execution you need—at scale.

Organizations across finance, healthcare, manufacturing, energy, and the public sector rely on Connected Risk to:

Ensure full control coverage across critical business processes
Automate compliance testing and reporting
Reduce regulatory and operational risk exposure
Provide audit-ready documentation and evidence at any time

Real World Impact of Using Connected Risk® Organizations using Connected Risk report a 45% reduction in control testing cycle time and an increase in compliance confidence across first and second lines of defense.