Sarbanes Oxley Compliance
Supercharge your SOX compliance awareness and accountability
Say goodbye to fines and hello to a robust SOX control environment. With transparent and straightforward processes, you’ll build stronger relationships with external auditors while minimizing the risk of penalties.
Introducing Connected Risk® Sarbanes-Oxley (SOX) Compliance Management, your ultimate all-in-one solution. From start to finish, streamline and enhance the entire SOX compliance process with a single, integrated platform. Achieve consistency, gain valuable insights, and optimize your SOX compliance efforts like never before.
Looking for J-SOX Compliance? Click here for more information.
Planning your test regime for SOX is easy with all of your process information at your fingertips in one, central hub.
Say goodbye to limitations and embrace the power of flexibility with our Sarbanes-Oxley (SOX) Compliance Management solution on Connected Risk®. Append work schedules effortlessly and empower your SOX teams to confidently scope agile plans.
With robust version control, every change made to the plan is meticulously captured, creating a complete audit trail. This ensures crystal-clear evidence for your stakeholders and auditors, leaving no room for ambiguity. Trust in Connected Risk® to deliver seamless and transparent compliance management for your SOX requirements.
Define the control environment to build a central hierarchy for mapping and reporting your SOX compliance.
Flexible Framework Builder
Apply industry frameworks to help structure content, identify gaps, and provide an external lens for reporting and disclosure.
Control Management
Codify all controls using a flexible set of fields and map to the organization to drive reporting and access permissions.
Ownership and Alerts
Assign ownership and drive notifications to the appropriate stakeholder inbox.
Audit Trail
Track all changes via an integrated audit trail offering reports on who changes what and when.
Pinpoint where your SOX compliance process is, and where delays might occur with real-time status updates on your dashboards and email alerting.
Experience a whole new level of data visibility with our integrated reporting engine on Connected Risk®. Easily configure reports, charts, and heat maps to present all collated information in a comprehensive manner.
Our interactive, drillable dashboards and advanced visualizations breathe life into the control landscape, allowing users to explore and analyze data effortlessly. Customize the dashboards to suit your needs and preferences.
With Connected Risk®, your control testing, monitoring, and exception management are showcased in dynamic dashboards and advanced visualizations. Stay informed about your SOX compliance status with immediate insights at your fingertips. Enjoy one-click reporting for complete peace of mind for both control owners and management.
Test and certify SOX controls and control owners.
With Connected Risk®, defining tests to assess control effectiveness becomes a breeze. Score responses, identify potential issues and risks, and automate distribution to relevant owners. Track completion, send reminders, and escalate overdue tests seamlessly.
Our platform provides impact assessments to prioritize control failures and identify issues, enabling centralized management of their remediation efforts. Gain valuable insights for effective decision-making.
Connected Risk® makes it simple for control owners to update their own narratives and certify controls. Integrated assessments and evidence management empower control owners, making the process efficient and hassle-free.
Connected Risk® provides you with a single source of truth that provides infinite linkage capabilities, and in turn, increases data quality and knowledge sharing
Connected Risk® utilises enhanced drag-and-drop and powerful data mapping capabilities for creating additional taxonomies and linkages into neighbouring risk areas.
Our SOX Compliance module is highly configurable and can help your teams.
Tailor-made, just for your organisation
Tailor the solution to meet your organisation’s growing policy management needs
Evolve with regulatory change
Maintain multiple taxonomies and inter-relationships to provide an aggregated picture of risk across the business.
Provide evidence with integrated reporting
Provide evidence of the latest taxonomies and relationships with our integrated reporting capabilities.
Expand with our RESTful API
The Connected Risk® platform provides RESTful web service endpoints that allow bi-directional integration of your data.
Watch a quick video on Compliance Management and its functionalities
SOX compliance is easy with Empowered.
Talk to a compliance expert.
Fill out the form to the right to be connected to one of our Solutions Experts that can assist you with standing up a proof of concept or even working within your parameters to get a demo started for your group today.
Learn more about our Connected Risk® SOX Compliance solution and how it can manage the entire GRC lifecycle within your organisation.
"*" indicates required fields
Learn more about SOX compliance from Empowered Systems®
Enhancing Financial Compliance: The Power of Perpetual KYC and Ongoing Dynamic Risk Rating
In the realm of financial services, staying ahead of regulatory requirements and ensuring effective risk management has always been a top priority. One emerging trend
Navigating Regulatory Change Management: Trends and Insights for 2023
In today’s dynamic business landscape, staying compliant with ever-evolving regulations is a paramount concern for organizations across industries. Regulatory change management serves as the cornerstone
Unleashing ESG Potential: The Power of Effective Policy Management
Organizations, like yours, face mounting pressure from stakeholders to prioritize environmental, social, and governance (ESG) practices. ESG has become a dominant force, influencing investment decisions,
Evaluation Compliance in J-SOX: A Step-by-Step Guide
In the world of corporate governance, compliance with regulations is of paramount importance. In Japan, the Financial Instruments and Exchange Act (FIEA) requires companies to
Expand and integrate your solution with
Regulatory Change Management
Manage and change at the speed of regulatory change using a single source of truth.
Policy Management
Manage your organization's policy changes with regular reviews and checkpoints.
Audit Management
Simplify the workflow and collaboration process of compiling audits.
Operational Risk Management
Quickly identify, capture and manage multiple sources of risk across the enterprise.
Model Risk Management
Help senior managers understand modelling being used and be able to explain it with ease.
Expand with the Ecosystem
Expand your Connected Risk® solution with our EmpoweredNEXT® partner applications.
"Powerful Platform For Compliance With Dynamic Regulatory Environment"
“The product is a powerful platform for regulated firms in the financial industry to comply with the ever-changing regulatory environment. The software helps my organization navigate rules and regulations, internal processes, and regulatory reporting requirements.”
Senior Associate, Finance Organization with an annual return of $1-3BN
