A strong SOX control environment with transparent and straightforward processes improves your relationship with external auditors and reduces your risk of fines

Connected Risk® Sarbanes-Oxley (SOX) Compliance Management provides you with a single, integrated solution to manage the process from beginning to end. This drives consistency and gives you the insights to improve and streamline your SOX compliance.

Planning your test regime for SOX is easy with all of your process information at your fingertips in one, central hub.

Our Sarbanes-Oxley (SOX) Compliance Management solution for Connected Risk® allows for a work schedule to be appended without restriction and enables your SOX teams to quickly scope agile plans with confidence. Robust version control, capturing the complete audit trail of changes to the plan, ensures that all can be clearly evidenced to your stakeholders and auditors.

Define the control environment to build a central hierarchy for mapping and reporting your SOX compliance.

Apply industry frameworks to help structure content, identify gaps, and provide an external lens for reporting and disclosure. Codify all controls using a flexible set of fields and map to the organization to drive reporting and access permissions. Assign ownership and drive notifications to the appropriate stakeholder inbox. Track all changes via an integrated audit trail.

Test and certify SOX controls and control owners.

Define tests to poll the business on the effectiveness of controls, score responses to identify potential issues and risks, automate distribution to relevant owners, track completion, send reminders, and escalate overdue tests, provide impact assessments to support the prioritization of control failures and identify issues and centrally manage their remediation.

Make it easy and give control owners the power to update their own narrative and certify controls with integrated assessments and evidence management. 

Pinpoint where your SOX compliance process is, and where delays might occur with real-time status updates on your dashboards and email alerting.

All collated information is exposed through an integrated reporting engine that allows for the configuration of reports, charts, and heat maps. Interactive, drillable dashboards and advanced visualizations bring the control landscape to life and are configurable by users.

Your control testing, monitoring and exception management is presented in interactive, drillable dashboards and advanced visualisations that bring the control landscape to life.

It provides immediate insight into your SOX compliance status to control owners and management with one-click reporting for complete peace of mind.

Watch a quick video on Compliance Management and its functionalities

Connected Risk® provides you with a single source of truth that provides infinite linkage capabilities, and in turn, increases data quality and knowledge sharing

Connected Risk® utilises enhanced drag-and-drop and powerful data mapping capabilities for creating additional taxonomies and linkages into neighbouring risk areas.

The Compliance Management module is highly configurable and can help your teams.

Tailor-made, just for your organisation

Tailor the solution to meet your organisation’s growing policy management needs

Evolve with regulatory change

Maintain multiple taxonomies and inter-relationships to provide an aggregated picture of risk across the business.

Provide evidence with integrated reporting

Provide evidence of the latest taxonomies and relationships with our integrated reporting capabilities.

Expand with our RESTful API

The Connected Risk® platform provides RESTful web service endpoints that allow bi-directional integration of your data.

Schedule a demo of Connected Risk®'s compliance management module and see how your organisation can advance with confidence

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Expand and integrate your solution with

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Manage and change at the speed of regulatory change using a single source of truth.

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Audit Management

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Model Risk Management

Help senior managers understand modelling being used and be able to explain it with ease.

Expand with the Ecosystem

Expand your Connected Risk® solution with our EmpoweredNEXT® partner applications.

"Powerful Platform For Compliance With Dynamic Regulatory Environment"


“The product is a powerful platform for regulated firms in the financial industry to comply with the ever-changing regulatory environment. The software helps my organization navigate rules and regulations, internal processes, and regulatory reporting requirements.”

Senior Associate, Finance Organisation with an annual return of $1-3BN USD

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